News

Law

Asset Management

Investment Banking

Wealth

Hedge Funds

People

Newsletters

Events

Lists

Dodging Dodd-Frank: a private equity guide

Changes to the Dodd-Frank rules in November are causing confusion over whether non-US private equity firms need to register with the SEC

As Financial News reported yesterday, not everyone in the private equity industry is fully clued up on restrictions in the Dodd-Frank Act on non-US firms. With potential regulatory filing deadlines on the horizon, law firm Kirkland & Ellis has produced a guide to the complex exemption rules.

The confusion relates to whether or not firms based outside of the US will have to register with the Securities and Exchange Commission if they have large commitments from US investors.

WSJ Logo