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Testing times: How well has your firm trained you on conduct risk?

FN wants to know how effective firms’ efforts to educate staff on how to behave have been, and whether or not training programmes have improved employee conduct

Compliance training: It might not be the sexiest thing in wholesale finance but it has taken on a new prominence as firms strive to stamp out bad behaviour under the gaze of ever-watchful regulators. Financial News wants to know how effective firms’ efforts to educate staff on how to behave have been, and whether or not training programmes have improved employee conduct. The results of this snap poll will be published on February 16 in a special issue of FN analysing efforts to address conduct risk within investment banking, sales and trading and investment management.

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