News

Law

Asset Management

Investment Banking

Wealth

Hedge Funds

People

Newsletters

Events

Lists

Former NYSE specialists plead guilty to front-running

Two former employees of Van der Moolen Specialists have pleaded guilty today to charges that they traded ahead of customer orders on the floor of the New York Stock Exchange.

Exchange specialists buy and sell certain issues on the NYSE floor. Their activities are designed to enhance liquidity.

WSJ Logo