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Large investment banks have now been fined a total of $2bn for failing to monitor employee communication

Investment Banking Editor

HSBC has been fined $45m by US regulators for "widespread" failures over its employees' use of electronic communication tools, the latest bank to be drawn into a crackdown on messaging platforms like WhatsApp.

The Securities and Exchange Commission said that it has fined the UK lender for its failure to track employees' communications on business matters on personal mobile devices. The regulator also charged Scotia Capital, the investment banking arm of the Bank of Nova Scotia, $7.5m for the same violations.

HSBC fined $45m for WhatsApp monitoring failures

HSBC fined $15m for WhatsApp monitoring failures

Large investment banks have now been fined a total of $2bn for failing to monitor employee communications

Paul Clarke

Bank of Nova Scotia

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Barclays

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Former Goldman Sachs MD Amar Kuchinad joins crypto firm Copper as CEO

Dmitry Tokarev has stepped back from his role as chief executive after seven years

Kirkland loses regulatory partner to Paul Weiss 

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Kirkland has been raided by Paul Weiss since it kicked off its English law offering last summer

BNP Paribas dealmaker McNaught departs in UK advisory shake-up

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The French bank has added a further two managing directors amid reshuffle in UK deals team

The regulator’s former enforcement director becomes a partner at Milbank after three years pushing fines higher at the SEC.

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Inflation in the U.K. fell below the Bank of England’s 2% target in September for the first time in more than three years, making an interest-rate cut next month more likely.

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