Credit Suisse was issued a $350,000 (€235,393) fine and censured by the New York Stock Exchange's regulatory arm after the firm consented without admitting or denying guilt to trading violations.

According to findings of an NYSE hearing officer, Credit Suisse traded ahead of customer orders on four occasions from 2005 through between 2007. It also failed to document whether it had received permission from a customer to trade ahead of or along with the customer's order on 11 occasions.