News

Law

Asset Management

Investment Banking

Wealth

Hedge Funds

People

Newsletters

Events

Lists

Thomson offers solutions for analyst compliance

Thomson Financial, a global information and technology company, is introducing a suite of products to help equities analysts add transparency to the research process and assist with compliance to new regulations.

After the Wall Street settlement between banks and regulators to eliminate fraudulent or misleading research in April, the brokerage community has to comply with a new set of rules set to ensure that research is independent, transparent and separate from investment banking.

WSJ Logo