Regulation
How the SFO’s £3m disclosure tool fell apart
The City’s top cops are still clearing up the fallout from evidence search failures
3 min read
FCA approves London Stock Exchange as first Pisces operator
The City regulator is gearing up for a new private share trading platform later this year
2 min read
FCA warns algorithmic trading firms over compliance failures
Regulator probes trading firms as it explores new rules to boost UK markets
2 min read
FCA adds crypto enforcement staff in bid to bring rogues to book
The regulator has hired a dedicated crypto team as the sector has matured
3 min read
Audit watchdog sticks with flexible working amid Canary Wharf office shift
Staff are being bedded into its new office in the docklands financial centre
3 min read
UK banks uncovered 178 staff WhatsApp breaches, FCA survey finds
Banks were asked to disclose how they’ve improved employees use of ‘off-channel’ communications after big fines in the US
4 min read
EU watchdog approves 100% of significant risk transfers in face of growing concerns
There is increased regulatory scrutiny of SRTs, which are a way to free up potential liabilities on banks’ balance sheets
4 min read
FCA hires from Standard Chartered to bolster crypto and payments division
Anurag Bajaj, who spent almost 20 years at the UK lender, joins regulator as a senior adviser
1 min read
Banks are split on stablecoins but regulators can’t sit on the fence
The UK shouldn’t be dragging its feet on what could be the next financial revolution
4 min read
Tom Hayes ‘always believed’ he would beat Libor rigging conviction
The former City trader says others convicted of rate rigging should also have their rulings overturned
4 min read
More than 130 ECB staff apply for ‘job swap’ amid HR overhaul
The European rate setter is encouraging staff to switch between roles
3 min read
UK to delay capital rules for banks’ trading arms until 2028
Bank of England flags ‘continued uncertainty’ over other jurisdictions’ timelines
Shake-up of financial advice rules could trigger more wealth deals
If clients can accept more impersonal support, the FCA’s plans will transform the market
Meet three of FN’s Most Influential in European Finance
Find out about a trio making their debut this year
IBM consultant wins race to lead EU money laundering watchdog
Promontory partner Nicolas Vasse will take charge of AMLA from September
Jane Street banned from Indian markets after alleged manipulation
Trading giant allegedly made $570m in ‘unlawful gains’
2 min read
UK fintech wins race to become EU’s top source for bond trading data
Ediphy-led group to provide EU’s consolidated tape for bonds
2 min read
The government fired the CMA’s chair. Then it deleted the messages
WhatsApp records were set to disappear, the Department for Business and Trade confirms
4 min read
Morgan Stanley set to shift some London compliance roles to Glasgow
Banks are increasingly looking to nearshore back- and middle-office jobs
2 min read
KPMG fined over Carr’s Group audit
Accounting watchdog slaps Big Four beancounter and partner with sanctions
2 min read