Regulation
UK crypto firms face capital, insider trading rules under FCA crackdown
Digital assets firms finally set for fuller regulatory regime
2 min read
SEC chair says he’ll resign on inauguration day
2024-11-21T19:46:00Z
1 min read
FCA hits on ‘elevator pitch’ amid brand refresh
2024-11-13T07:03:00Z
2 min read
Hundreds of firms ignore regulator’s survey on push payment fraud
2024-11-13T00:00:00Z
3 min read
FCA zones in on valuations in private markets probe
2024-11-12T11:02:00Z
2 min read
A&O Shearman partner convicted of drink-driving rebuked by regulator
Goldfinch resigned following his conviction back in September, and now faces a SRA scolding
FCA investment research overhaul reaches pooled funds
The UK regulator is consulting on fresh proposals to overhaul how asset managers pay for investment research
FRC boss Richard Moriarty on breaking up the Big Four and audit’s ‘dark place’
A year into the role, the head of the audit watchdog wants to help turn the sector around
Wise CEO Käärmann fined £350,000 by FCA over tax issues
The boss of the London-listed fintech firm has been fined by the City watchdog
Bankers guilty of harassment don’t have their pay docked, FCA finds
2024-10-24T23:00:00Z
4 min read
‘Muppets and miscreants’ don’t speak for auditors, FRC boss says
2024-10-22T23:00:00Z
2 min read
FCA hauls in 20 ‘finfluencers’ amid social media crackdown
2024-10-21T23:00:00Z
2 min read
Top banking watchdog says idea regulators want to remove all risk is ‘nonsense’
2024-10-17T20:00:00Z
3 min read
