FCA
FCA targets private markets firms with in-person visits: ‘Policymakers must think hard about regulation’
Public markets are suffering an IPO drought as private markets replace them and firms delist. The FCA is increasing its scrutiny of the sector in response
6 min read
FCA consults on platform that could ‘transform’ how private firms tap funds
2024-12-17T12:02:00Z
2 min read
FCA’s mishandling of whistleblower case needs an independent review
2024-12-02T00:00:00Z
4 min read
Macquarie fined £13m over London trader’s ‘fictitious trades’
2024-11-26T11:38:00Z
1 min read
UK crypto firms face capital, insider trading rules under FCA crackdown
2024-11-26T00:00:00Z
2 min read
Will new rules finally bring certainty to UK crypto?
2024-11-25T12:27:00Z
3 min read
FCA fines Barclays £40m over Qatari fundraising
2024-11-25T08:13:00Z
2 min read
FCA hits on ‘elevator pitch’ amid brand refresh
2024-11-13T07:03:00Z
2 min read
Hundreds of firms ignore regulator’s survey on push payment fraud
2024-11-13T00:00:00Z
3 min read
FCA fines Metro Bank £16m over money laundering failures
City watchdog hits the lender with the latest fine in its financial crime crackdown
Pay concerns rumble on for FCA staff
City watchdog’s latest employee survey shows only 43% of staff at the markets watchdog rate their pay favourably
FCA investment research overhaul reaches pooled funds
The UK regulator is consulting on fresh proposals to overhaul how asset managers pay for investment research
Crispin Odey deliberately obstructed investigation into sexual assault claims, FCA says
Regulator claims Odey’s actions were ‘deliberately designed to frustrate ongoing disciplinary process into his conduct’
Most Read
FCA hauls in 20 ‘finfluencers’ amid social media crackdown
2024-10-21T23:00:00Z
2 min read
Is TikTok an unregistered crypto exchange? Yes, this compliance expert tells the FCA
2024-10-15T12:23:00Z
3 min read
FCA plans ‘name and shame’ case studies as landmark reforms take shape
2024-10-15T06:05:00Z
2 min read
