Nikhil Rathi praises colleagues after a tough period for the regulator
2 min read
‘When I was at the FCA, no one really knew what the PSR did’
4 min read
Penalty marks FCA’s first enforcement action against a UK exchange
3 min read
Watchdog wants to know more after a landmark survey into non-financial misconduct
3 min read
The regulator’s bullying and abuse crackdown must not get drowned out by the backlash against diversity, top women in finance say
3 min read
Public markets are suffering an IPO drought as private markets replace them and firms delist. The FCA is increasing its scrutiny of the sector in response
6 min read
The markets watchdog is pressing ahead with a £90,000 project on how to articulate its value
2 min read
The boss of the London-listed fintech firm has been fined by the City watchdog
1 min read
Those found guilty of abuse are ‘rarely’ hit in the pocket, according to the regulator
4 min read
Nikhil Rathi tells FN access to a ‘wide range of sources’ of finance is a good thing for business
2 min read
Regulator to set out findings from review as financial services put on notice over non-financial misconduct
1 min read
The regulator found Ashley Alder violated its policies, but cleared him of wrongdoing. The whistleblower who raised the allegations says the FCA’s probe didn’t go far enough
Ex-employees of the regulator alleged that Alder did not keep their identity confidential
The regulator requires firms to have rules in place to protect the identity of whistleblowers
Abrdn, RLAM and Invesco are among the firms that have not yet applied the badges to their products
MiFID II changed the rules governing how brokers facilitate meetings between asset managers and company executives
3 min read
City firms are running out of time to produce landmark documents for the regulator
3 min read
Regulator joins City institutions in offering more support for women suffering symptoms of the condition
1 min read
Regulator hired the former England and Arsenal goalkeeper to teach the public about the importance of saving
2 min read
The regulator is consulting on easing the rules on research bundling introduced by MiFID II
2 min read