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Securities and Exchange Commission

Franklin Templeton’s SEC probe disclosure hits stock

Jenny Johnson, president and CEO of Franklin Templeton

SEC Charges Carl Icahn and Icahn Enterprises. What We Know.

By

Emily Dattilo

2024-08-19T13:28:00Z

1 min read

RegulationCarl IcahnSecurities and Exchange Commission
Neilson Barnard/Getty Images for New York Times

Gary Gensler tells UK to set firm T+1 transition deadline

By Jeremy Chan

2024-06-21T07:00:00Z

3 min read

TradingT+1Securities and Exchange Commission

Private equity giants near settlements with SEC over texting violations

By

Mengqi Sun

2024-05-28T10:34:00Z

3 min read

Private EquityKKRCarlyleApolloSecurities and Exchange Commission

US WhatsApp crackdown spreads to global banking regulators

By Justin Cash

2024-05-23T23:00:00Z

5 min read

RegulationFCASecurities and Exchange CommissionWhatsapp
FN100 Women in European Finance 2024

New

FN100 Women in European Finance 2024

Paul Clarke

Paul Clarke

Morgan Stanley’s profit surges as dealmaking and equity trading fees jump

Wall Street execs caution on dealmaking rebound even as investment banking fuels profit rise

Citigroup’s M&A and debt bankers fuel 44% dealmaking fee jump

Check out FN's latest profiles

An Audience With

Check out FN's latest profiles

The SEC’s Gensler has an ambitious agenda. Will he have time to push it through?

2024-05-10T10:09:00Z

8 min read

Securities and Exchange Commission

SEC prepares to sue Robinhood over crypto unit

By

Alexander Osipovich

and

Denny Jacob

2024-05-07T06:58:00Z

4 min read

RobinhoodCryptoSecurities and Exchange CommissionRegulationwsjfinance-marketswsjfinance

SEC nears settlement with financial services firms over WhatsApp

By Penny Sukhraj

2023-09-28T07:22:18Z

2 min read

SECSecurities and Exchange CommissioncomplianceTradingRegulationCFTCWhatsapp
Around 16 broker-dealers noted SEC probes into their communications
Binance and founder Zhao Changpeng also face legal action from sister regulator the CFTC

SEC sues Binance for US securities violations

Bank stock volatility probed for potential market manipulation

'This really should put everyone on notice in this marketplace', SEC boss says

The Fintech Files: Gensler on the warpath, and meet ex-Bitstamp boss Julian Sawyer

Why the SEC halted public listing of crypto firms including Circle, eToro

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Meet the 100 Most Influential Women in Finance 2024

Wall Street execs caution on dealmaking rebound even as investment banking fuels profit rise

Is TikTok an unregistered crypto exchange? Yes, this compliance expert tells the FCA

Who are the City’s top female lawyers?

BlackRock creates active stewardship team to assist with private markets push

On the Move

On the Move

Former Goldman Sachs executive Amar Kuchinad joins crypto firm Copper as CEO

Kirkland loses regulatory partner to Paul Weiss 

BNP Paribas dealmaker McNaught departs in UK advisory shake-up

How the SEC is using Sam Bankman-Fried’s interview blitz against him

By Alex Daniel

2022-12-13T16:39:45Z

3 min read

Securities and Exchange CommissionCryptoCryptocurrencyFTX
SBF was arrested in the Bahamas on 12 December on eight criminal charges including wire fraud, according to an indictment from the US Attorney of the Southern District of New York

FN Law

FN Law

Who are the City’s top female lawyers?

Kirkland loses regulatory partner to Paul Weiss 

Goodwin loses another partner to Debevoise