Securities and Exchange Commission
Stocks could soon trade through the night after exchange wins SEC approval
Trading US stocks around the clock set to launch in 2025
1 min read
Gary Gensler tells UK to set firm T+1 transition deadline
The UK is looking to make the shift to T+1 settlement by 2027
3 min read
Private equity giants near settlements with SEC over texting violations
Blackstone, TPG and Carlyle Group disclosed they have been cooperating with the SEC
3 min read
US WhatsApp crackdown spreads to global banking regulators
Watchdogs across the EU and Asia tell FN they have an eye on bankers’ off-channel communication after billions in US fines
5 min read
The SEC’s Gensler has an ambitious agenda. Will he have time to push it through?
Securities and Exchange Commission chair Gary Gensler is shaking up Wall Street with proposals to overhaul stock trading and make brokers prove they got the best prices for their clients.
8 min read
SEC prepares to sue Robinhood over crypto unit
The agency could seek an order that would prevent the popular brokerage firm from trading certain cryptoassets
4 min read
Regulators restart bid to curb bonus pay on Wall Street
Incentive compensation rules are required by the 2010 Dodd-Frank law but have yet to be put in place
SEC nears settlement with financial services firms over WhatsApp
The latest settlement is likely to see firms finalising deals that would include an admission of wrongdoing and commitment to fixing the issues
‘All hands on deck’ as banks rush to prepare for T+1
Across the market, firms are gearing up for a revolution in settlement times
SEC sues Binance for US securities violations
More than a dozen charges have been levied against Binance, which is also under scrutiny from the CFTC
Most Read
Bank stock volatility probed for potential market manipulation
Biden administration to monitor short-selling pressures on healthy banks
1 min read
The Fintech Files: Gensler on the warpath, and meet ex-Bitstamp boss Julian Sawyer
Fintech Files rounds up what's going on in fintech and crypto this week
4 min read
Why the SEC halted public listing of crypto firms including Circle, eToro
The SEC didn’t set out to stop the companies from going public but crypto firms believe the pace of the agency’s review hurt their efforts
5 min read
How the SEC is using Sam Bankman-Fried’s interview blitz against him
SEC filing appears to contradict claims Sam Bankman-Fried made in recent media interviews about FTX's balance sheet
3 min read
The Fintech Files: State Street is all-in on tokenisation – here’s why
The US bank's push into digital assets continues apace, and other top stories from the crypto world this week
4 min read
