Regulation
FCA targets private markets firms with in-person visits: ‘Policymakers must think hard about regulation’
Public markets are suffering an IPO drought as private markets replace them and firms delist. The FCA is increasing its scrutiny of the sector in response
6 min read
FRC to move London base to Docklands next year
2024-12-17T21:41:00Z
2 min read
FCA consults on platform that could ‘transform’ how private firms tap funds
2024-12-17T12:02:00Z
2 min read
FCA’s mishandling of whistleblower case needs an independent review
2024-12-02T00:00:00Z
4 min read
UK crypto firms face capital, insider trading rules under FCA crackdown
2024-11-26T00:00:00Z
2 min read
SEC chair says he’ll resign on inauguration day
2024-11-21T19:46:00Z
1 min read
FCA hits on ‘elevator pitch’ amid brand refresh
2024-11-13T07:03:00Z
2 min read
Hundreds of firms ignore regulator’s survey on push payment fraud
Less than a fifth responded to probe on how ready they were for new scams rules
FCA zones in on valuations in private markets probe
Watchdog wants to keep a lid on the potential risks from a booming sector
FCA fines Metro Bank £16m over money laundering failures
City watchdog hits the lender with the latest fine in its financial crime crackdown
Pay concerns rumble on for FCA staff
City watchdog’s latest employee survey shows only 43% of staff at the markets watchdog rate their pay favourably
Wall Street fears Trump, but he could be good for business
2024-11-06T15:29:00Z
4 min read
A&O Shearman partner convicted of drink-driving rebuked by regulator
2024-11-06T10:56:00Z
1 min read
FCA investment research overhaul reaches pooled funds
2024-11-05T10:24:00Z
2 min read
